Working Paper·III·May 2026·Doctrinal Event-Response·v0·30 May 2026

When the West moves, how will Beijing answer?

Sixty years of doctrine (Mao to Xi) treated as a retrieval corpus. Given a global event — an export control, a Taiwan incident, a talent restriction — the predictor emits a structured ex-ante claim about the rhetorical frame, escalation tier, primary policy lever, and timing window of the PRC response, scored on every dimension once the response lands.


TaskStructured prediction — frame × tier × lever × window
Corpus12 doctrinal anchors (1949–2024) + 9 event-response pairs (2018–2026)
CadencePer global event + leave-one-out CV on the pair set
Statusv0 live12 anchors · 9 pairs · 1 live prediction logged
I.   Why this exists

The doctrine is the grammar of every response.

State responses to foreign actions don’t come from nowhere. They route through a sixty-year register: Mao on humiliation and self-reliance, Deng on hide-and-bide and selective opening, Jiang on the Eight Points, Hu on the Scientific Outlook, Xi on rejuvenation, struggle, and new-quality productive forces. The corpus is dated, sourced, and indexed. The grammar an export control or a Taiwan incident gets framed in is bounded by the passages the response’s authors are willing to invoke. So the response is partially predictable from the corpus alone.1

v0 treats this as a retrieval problem. Twelve anchor passages from 1949 to 2024 carry the doctrinal lineage. Nine historical event-response pairs from 2018 to 2026 are the training-and-evaluation set, with the realized frame, escalation tier, primary policy lever, and timing window known. The predictor scores a held-out event against the rest, on all four dimensions, with the registry append-only.2

The instrument is not an oracle. The point is calibration over decades: forecast publicly, score publicly, update the prior only when the calibration improves. Mistakes are permanent in the registry. The May 2026 talent-curb expansion is the first live prediction; it resolves 7 Feb 2027.

II.   The doctrinal corpus
12 anchors · 1949 → 2024

One timeline. Four eras. The Xi era carries the modern weight.

Each anchor is dated, sourced, and tagged with its dominant rhetorical themes. The three highlighted in accent are the top-3 retrieved passages for the live May 2026 event — the audit trail for the prediction below.

Mao19491976Deng19761989Jiang / Hu19892012Xi2012now19501960197019801990200020102020Live event · 2026-05-26PRC talent-curb expansionMao · 1949Stood UpMao · 1956Ten RelationshipsDeng · 1978Emancipate the MindDeng · 1992Southern TourJiang · 1995Eight PointsHu · 2007Scientific OutlookXi · 2012Chinese DreamXi · 2018Self-Reliance KeynoteXi · 2019Taiwan ReunificationPeople's Daily · 2020Dual CirculationPRC Gov · 2022Taiwan White PaperQiushi · 2024New-Quality ForcesTop-3 retrieved · live eventCorpus anchor
FIG. 1 · DOCTRINAL CORPUS, 1949—2026 · v0RETRIEVAL: §III
Table 1 · Doctrinal anchor corpus, RESEARCH.md §1.1–§1.12
§Speaker / venueDateTitle (中文)Working summary (not verbatim)ThemesVerification
§1.1Mao Zedong
1st CPPCC opening session, Beiping
21 Sep 1949中国人民站起来了
Stood Up
The Chinese people, comprising one quarter of humanity, have now stood up. … Ours will no longer be a nation subject to insult and humiliation.
[SUMMARY · NOT VERBATIM] · Selected Works of Mao Tse-tung, Vol. V (FLP)
sovereignty, national rejuvenation, strugglespeaker / date verified · text summary pending verbatim
§1.2Mao Zedong
Enlarged meeting, CPC Politburo
25 Apr 1956论十大关系
Ten Relationships
Learn from the strong points of all nations while refusing to copy mechanically. Establish self-reliance with selective foreign learning as the template: internal market primary, external links supplementary.
[SUMMARY · NOT VERBATIM] · Selected Works of Mao Tse-tung, Vol. V (FLP 1977)
self-reliance, industrial policy, selective openingspeaker / date verified · text summary pending verbatim
§1.3Deng Xiaoping
Central Working Conference (Third Plenum prelude)
13 Dec 1978解放思想,实事求是,团结一致向前看
Emancipate the Mind
When everything has to be done by the book, when thinking turns rigid and blind faith is the fashion, it is impossible for a party or a nation to make progress.
[SUMMARY · NOT VERBATIM] · Selected Works of Deng Xiaoping, Vol. II (FLP 1994)
peaceful rise, self-reliance, opening upspeaker / date verified · text summary pending verbatim
§1.4Deng Xiaoping
Southern Tour — Wuchang / Shenzhen / Zhuhai / Shanghai
Jan–Feb 1992在武昌、深圳、珠海、上海等地的谈话要点
Southern Tour
Development is the absolute principle (发展才是硬道理).
[SUMMARY · NOT VERBATIM] · Selected Works of Deng Xiaoping, Vol. III
peaceful rise, growth primacy, stay the coursespeaker / date verified · text summary pending verbatim
§1.5Jiang Zemin
Spring Festival reception, Taiwan Affairs Office
30 Jan 1995为促进祖国统一大业的完成而继续奋斗
Eight Points
Adhering to the principle of one China is the basis and prerequisite for peaceful reunification. We do not commit to renouncing the use of force, [directed] not against our compatriots in Taiwan but against the schemes of foreign forces.
[SUMMARY · NOT VERBATIM] · China.org.cn official English translation
sovereignty, reunification, strugglespeaker / date verified · text summary pending verbatim
§1.6Hu Jintao
17th National Congress of the CPC
15 Oct 2007高举中国特色社会主义伟大旗帜,为夺取全面建设小康社会新胜利而奋斗
Scientific Outlook
The Scientific Outlook on Development (科学发展观) is the guiding ideology, paired with the harmonious society frame: comprehensive, balanced, sustainable development, with people-first and peaceful development as core principles.
[SUMMARY · NOT VERBATIM] · Xinhuanet official English translation
peaceful rise, common prosperity, scientific developmentspeaker / date verified · text summary pending verbatim
§1.7Xi Jinping
'Road to Rejuvenation', National Museum of China
29 Nov 2012(People's Daily front-page report; no titled essay)
Chinese Dream
Realizing the great rejuvenation of the Chinese nation is the greatest Chinese dream of the Chinese nation in modern times.
[SUMMARY · NOT VERBATIM] · People's Daily 2012-11-30 front-page
sovereignty, national rejuvenationspeaker / date verified · text summary pending verbatim
§1.8Xi Jinping
Joint CAS / CAE conference
28 May 2018核心技术要掌握在自己手里
Self-Reliance Keynote
Self-reliance is the foundation for the Chinese nation to stand among the nations of the world. Core technologies must be in our own hands.
[SUMMARY · NOT VERBATIM] · Xinhua English wire, 28–29 May 2018
self-reliance, indigenous innovation, core technologiesspeaker / date verified · text summary pending verbatim
§1.9Xi Jinping
Great Hall of the People (40th anniv. 'Message to Compatriots')
2 Jan 2019为实现民族伟大复兴 推进祖国和平统一而共同奋斗
Taiwan Reunification
China must be reunified, and will surely be reunified. We do not promise to renounce the use of force and reserve the option of taking all necessary measures.
[SUMMARY · NOT VERBATIM] · Xinhuanet English translation, 2019-01-02
sovereignty, reunification, strugglespeaker / date verified · text summary pending verbatim
§1.10Ren Zhongping / Zhong Xuanli (editorial pseudonyms)
PD commentary series after 30 Jul Politburo meeting
17 Aug 2020(任仲平 / 钟轩理)
Dual Circulation
Building a new development pattern with the domestic great circulation as the main body and the domestic and international dual circulations mutually reinforcing.
[SUMMARY · NOT VERBATIM] · People's Daily print archive, people.com.cn/digest/
self-reliance, dual circulation, industrial strategyspeaker / date verified · text summary pending verbatim
§1.11Taiwan Affairs Office + State Council Information Office
Joint white paper (post-Pelosi)
10 Aug 2022台湾问题与新时代中国统一事业
Taiwan White Paper
Drops the 1993 and 2000 white papers' commitment to refrain from sending troops or administrators to Taiwan post-reunification — a substantive doctrinal escalation.
[SUMMARY · NOT VERBATIM] · SCIO English release
sovereignty, reunification, post-Pelosi codificationspeaker / date verified · text summary pending verbatim
§1.12Xi Jinping
Qiushi 《求是》, Issue 11
1 Jun 2024发展新质生产力是推动高质量发展的内在要求和重要着力点
New-Quality Forces
New-quality productive forces (新质生产力) are advanced productivity emancipated from traditional economic growth modes and productive force development paths, with the characteristics of high technology, high efficiency, and high quality, conforming to the new development philosophy.
[SUMMARY · NOT VERBATIM] · Qiushi English edition, qstheory.cn
new-quality productive forces, self-reliance, high-quality developmentspeaker / date verified · text summary pending verbatim

The "Working summary" column carries editorial paraphrase, not verbatim quotation. Speech / venue / date / themes are verified against primary sources; verbatim wording carries a [SUMMARY · NOT VERBATIM] tag and resolves to translator-of-record citation only after the corpus ingest job lifts the placeholder. Source: projects/doctrine/forward_indicators_doctrine/corpus.py.

III.   The event-response record
9 backfilled pairs · 2018 → 2026

What did the state actually do?

Nine episodes from the 2018–2026 window backfill the eval set. Each row records the realized response on all four dimensions. The §2.6 BIS-2022 case calibrates the predictor’s response-window expectations: the substantive cascade ran ten to twelve months past the trigger, much longer than the 2018 immediate-tariff template.

Table 2 · Historical event-response pairs, RESEARCH.md §2.1–§2.9
§DateEventActual frameTierActual leverWindowSource
§2.13 Apr 2018USTR Section 301
USTR Section 301 tariffs on ~$50B PRC imports.
category · us_export_control
struggle3retaliation_export_control~1 dayUSTR press release
§2.216 Apr 2018ZTE denial order
Commerce activates ZTE denial; June settlement.
category · semiconductor_action
self_reliance2rhetorical_only14 d (rhetoric) · 12 mo (subsidy)BIS press release
§2.39 Jun 2019Hong Kong protests
Extradition-bill protests escalate; June–August 2019.
category · sovereignty_challenge
sovereignty4sanction30 d (rhetoric) · 10 mo (NSL)SCMP / People's Daily Aug 2019
§2.430 Jul 2020Dual-circulation canonization
Politburo meeting introduces dual-circulation framing.
category · us_export_control
self_reliance4subsidy~6 mo (14th 5YP)Gov.cn readout
§2.52 Aug 2022Pelosi Taipei visit
Speaker Pelosi visits Taipei against PRC warnings.
category · taiwan_incident
sovereignty5mil_posture1 d (PLA) · 7 d (white paper)Reuters / SCIO white paper
§2.67 Oct 2022BIS chip controls
BIS interim final rule: advanced-computing + SME controls.
category · us_export_control
self_reliance4subsidy1 d (rhetoric) · 10 mo (Ga/Ge) · 12 mo (Big Fund III)Federal Register 2022-21658
§2.717 Oct 2023BIS rule update
BIS tightens 2022 controls; closes A800/H800 carve-outs.
category · us_export_control
self_reliance4subsidy2 d (rhetoric) · 60–90 d (retaliation)Federal Register 2023-23055
§2.82 Dec 2024BIS chip expansion
BIS 140+ entity additions; FDPR tightening.
category · us_export_control
self_reliance4retaliation_export_control1 d (MOFCOM Ga/Ge/Sb)Federal Register 2024-28270
§2.926 May 2026PRC talent-curb expansion
PRC expands travel curbs from state labs to private-firm AI talent (Alibaba DAMO, ByteDance, Moonshot, DeepSeek).
category · talent_restriction
self_reliance4talent_restriction0 d (event IS the response)Bloomberg, 26 May 2026

Source: projects/doctrine/forward_indicators_doctrine/historical_pairs.py. Each pair retains its doctrinal lineage (cited passage ids) and source URLs in the Python record. Window column shows the substantive cascade where it diverges from the immediate response.


IV.   Live prediction
v0 · 1 open · append-only registry

The first ex-ante scored claim.

Bloomberg’s 26 May 2026 report on the PRC expansion of AI-talent travel curbs to private firms is the launch event for Project III. §2.9 of the dossier treats the event itself as a same-day self-reliance / talent-restriction response. The forward call below is on the substantive cascade— the state-media codification and subsidy follow-on the predictor expects over the next eight months, on the §2.6 BIS-2022 lag template.

Live prediction · v0 · open

PRC talent-curb expansion to private firms

Subject event · 26 May 2026 · prc-mss-2026-05-talent-travel-curbs
OpenResolves · 2027-02-07
Rhetorical frameself_relianceEscalation tierTier 4 / 5sectoral policy leverPrimary levertalent_restrictionWindow~257 days · resolves 7 Feb 2027Confidence0.70 · 80% CI [0.60, 0.80] · prior doctrine v0.1.0Cited passages
  1. xi-2018-self-reliance-keynote · retrieval 4.0 · relevance 1.00
    Xi 2018 · CAS/CAE self-reliance keynote
  2. xi-2024-nqpf-qiushi · retrieval 3.0 · relevance 0.75
    Xi 2024 · NQPF Qiushi essay
  3. peoples-daily-2020-dual-circulation · retrieval 1.0 · relevance 0.25
    People's Daily 2020 · Dual circulation

Falsification criterion. Within 257 days of 2026-05-26, official state media (People’s Daily / Xinhua / Qiushi) or a State Council / MOFCOM / MND notice produces a follow-on response framed primarily in self_reliance terms whose dominant policy instrument is talent_restriction(further codification or extension of the May 2026 measures), with escalation observed at tier ≥ 3.

Editorial note. §2.9’s same-day window captures the immediate event; this forward call is scored against the substantive cascade — state-media codification plus subsidy follow-on, matching the §2.6 BIS-2022 lag pattern.

Persisted record: data/doctrine/predictions.jsonl · emitted by python -m forward_indicators_doctrine against prior doctrine v0.1.0.

V.   Methodology

Five moving parts. Each is versioned.

I.

Corpus.

Twelve anchor passages spanning four eras (Mao → Xi). Each entry carries structured speaker / venue / date metadata, the working English text, a translation-provenance tier, a verification-status flag (event_verified_quote_placeholderby default per RESEARCH.md §4.3), and the dossier’s anchor case. Three additional anchors — Xi’s 2017 19th Congress report, the August 2021 common-prosperity meeting, the expected 2025 third-plenum communique — are flagged but not yet loaded.

II.

Pipeline.

Retrieval is theme-overlap scoring: each event carries a category-prior theme set; each passage carries its dominant theme tags; their intersection size, multiplied by a source weight (Xi-era state media 1.0 · pre-Xi historical 0.6), with a recency tiebreaker, is the retrieval score. The top-K passages enter the prediction call. v0 uses a deterministic stub model for the structured-output step; v0.2 lands the LLM swap with no API contract change.

III.

Output taxonomies.

Frames · 7self_reliance, struggle, common_prosperity, peaceful_rise, sovereignty, new_quality_productive_forces, whole_process_democracyTiers · 51 rhetorical only · 2 symbolic action · 3 economic countermeasure · 4 sectoral policy lever · 5 military posture changeLevers · 7rhetorical_only, subsidy, sanction, retaliation_export_control, mil_posture, talent_restriction, unspecifiedWindowInteger days from event date; calibration scored against the realized cascade.
IV.

Baselines.

Three classical baselines run on every backtest: random over the closed taxonomies (floor), most-common-by-category using the modal training response inside the event’s category, and nearest-neighbor copying the most similar prior event by category match and recency. The v0 stub model needs to clear all three on framing top-1, tier MAE, and lever F1 to count as evidence of doctrinal retrieval lift.

V.

Metrics.

Framing top-1 accuracy on the 7-way frame label. Escalation-tier mean absolute error on the 1–5 ordinal. Lever F1 micro-averaged across the 7-way closed lever set. Window calibration: fraction of held-out cases whose realized cascade lands inside the predicted window with a 1.5× upper tolerance. Per-dimension Brier scoring follows in v0.5 once the registry carries resolved predictions.


VI.   v0 backtest
leave-one-out CV · n = 9

Baselines are weak. That is the whole point.

The most-common-by-category and nearest-neighbor baselines clear two-thirds framing accuracy and ~0.44 tier MAE on a 1–5 ordinal — respectable for a 9-case n — but lever F1 is at floor across the closed 7-way set because the modal response inside each event category masks the lever the realized response actually used. Doctrinal retrieval has to beat this on lever F1 first, then window calibration. The v0 stub is the staging ground; the LLM swap in v0.2 is the experiment.

Table 3 · Leave-one-out baseline backtest, n = 9
BaselineFraming top-1Tier MAE (1–5)Lever F1 (7-way)Window calibration
random0.220.670.000.78
most_common_by_category0.670.440.000.67
nearest_neighbor0.670.440.110.44

Source: data/doctrine/backtest_v0.json, written by forward_indicators_doctrine.pipeline.run_backtest(). Random baseline is deterministic-by-event-id so the report is reproducible. Window calibration uses a 1.5× upper tolerance on the predicted window.


VII.   Editorial guardrails

What we will and will not publish.

No fabricated quotation. Every quoted doctrinal passage either resolves to a primary URL or carries a [PLACEHOLDER] tag. There is no third state. The v0 corpus is shipped with all 12 anchors flagged at the placeholder gate: speech, venue, and date are independently verified; verbatim wording is not.

Translation provenance is exposed.Every corpus entry shows its translation-provenance tier. Where the PRC’s own translation is used, that is visible. Where independent translators diverge from the PRC text, the PRC text is the default of record and the divergence is footnoted.

The prediction registry is append-only. Predictions are timestamped and versioned at write time and never edited. If a prediction is found to be wrong about the event rather than the response, it is annotated, not deleted. The May 2026 live call resolves 7 Feb 2027 either way.

VIII.   Open questions
RESEARCH.md §4 closeout

Seven choices the v0 gate does not foreclose.

  • i.
    Translation of recordWhen PRC English diverges from CSIS / MERICS / Brookings, which translation does the public-facing corpus show by default? PRC text with a translator’s-note toggle exposing the divergence is the working recommendation.
  • ii.
    Common-prosperity coverageThe v0 eval set is scoped to external-event-triggered responses and underweights common_prosperity. Add 2–3 internally-triggered events (2021 platform crackdown, real-estate intervention) as a separate sub-set so the external-event scoreboard stays clean.
  • iii.
    NQPF vs. classical self-relianceFrom 2024 forward, state media use new-quality-productive-forces and self-reliance language interchangeably. Keep them as two frames: the lever implications differ (NQPF clusters to subsidy, classical self-reliance to retaliation_export_control + talent_restriction). The empirical separation is itself a prediction signal.
  • iv.
    Hu Jintao corpus weightHu-era doctrine is rarely invoked in current state media but is diagnostically valuable as the peaceful-rise counter-anchor. Keep it in the corpus with low retrieval weight; when invoked, the predicted lever shifts toward rhetorical_only and the tier drops.
  • v.
    Real-time corpus ingest cadenceDaily ingest of People’s Daily / Xinhua / Qiushi with weekly editorial-vector recomputation, matching the auto-research loop cadence.
  • vi.
    Passage source weightingv0 weights Xi-era state media at 1.0 and historical anchors at 0.6 — modest, not aggressive, per the flat-prior counter-recommendation. The auto-research loop is the better mechanism for empirically learned weights.
  • vii.
    Live-case publication policyPublish live ex-ante predictions before the realized response, even at the cost of being publicly wrong. The May 2026 talent-curb prediction is the proof of concept; publishing only post-hoc would compromise the falsifiability claim.

Cite as

Forward Indicators (2026). “Doctrinal Event-Response Predictor, v0.” Forward Indicators Working Paper No. III-01, 30 May 2026.

DOI: 10.xxxx/fi.wp.iii.01 · pending registration

Notes

  1. The doctrinal frame is not the only input to a state response, but it is the publicly readable one. The case that the doctrinal corpus is denser and more diagnostic for the PRC than for most peer states is argued in the program manifesto (Brief No. 01).
  2. The methodological precedent is the structured-forecasting literature on calibrated geopolitical prediction (Tetlock and successors), adapted to a closed-taxonomy structured output and a retrieval-grounded prior. The full editorial protocol, primary-source classes, and verification gates are documented in projects/doctrine/RESEARCH.md.

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